Finance Skills for Claude Code
A collection of Claude Code skill plugins for financial services. 84 skills across
7 domain plugins teach Claude investment management, regulatory compliance, advisory
workflows, trading operations, and more — so it can assist with finance questions,
build financial tools, and flag compliance concerns.
Built by Joel Lewis.
Contributions welcome! Found a way to improve a skill or have a new one to add?
See CONTRIBUTING.md.
Disclaimer: These skills are provided as-is for educational and informational
purposes only. The authors make no representations or warranties regarding the
accuracy, completeness, or currentness of this content. Nothing in these skills
constitutes financial, legal, tax, or investment advice. Users should independently
verify any information before relying on it in a professional or personal context.
See LICENSE for full terms.
Plugins
core — Mathematical Foundations
Always installed. Provides the math that every other plugin builds on.
| Skill | What Claude can do |
|---|
return-calculations | Compute TWR, MWR/IRR, CAGR, sub-period linking, annualization |
time-value-of-money | PV, FV, NPV, IRR, annuities, amortization schedules |
statistics-fundamentals | Distributions, covariance matrices, regression, bootstrapping |
Python reference scripts included for all three skills.
wealth-management — Investment Knowledge
Investment knowledge for personal and institutional wealth management. Covers the full
investment lifecycle from risk measurement through reporting.
Risk measurement: Historical volatility estimators, drawdown analysis, historical
VaR, parametric VaR, Monte Carlo VaR, CVaR/Expected Shortfall, GARCH, implied
volatility surfaces.
Asset classes: Equities (factors, index construction, earnings), fixed income
(sovereign, municipal, corporate, structured), commodities, real assets, alternatives,
fund vehicles, currencies and FX, digital assets.
Valuation: Quantitative models (DCF, DDM, comparables, residual income) and
qualitative assessment (moats, management quality, ESG).
Portfolio construction: Diversification theory, mean-variance optimization,
Black-Litterman, risk parity, Kelly criterion, position sizing, calendar- and
threshold-based rebalancing.
Policy and planning: IPS construction, tax-aware investing, asset location,
tax-loss harvesting (dedicated workflow skill), performance attribution (Brinson,
factor-based).
Personal finance: Debt prioritization, mortgage and loan analysis, emergency fund
sizing, savings goals, liquidity management.
Behavioral finance: Cognitive biases, nudges, emotional discipline.
Reporting: Risk-adjusted performance ratios, performance reports, benchmark
comparison, goal progress tracking.
32 skills. Python scripts for quantitative skills (risk, performance metrics, and core
math).
compliance — US Securities Regulatory Guidance
Guidance-only (no Python scripts). Skills teach Claude how to flag problems and share
distilled knowledge from public compliance guides, SEC/FINRA enforcement actions, and
industry practice. All skills cite specific rule numbers and act sections.
| Skill | Coverage |
|---|
investment-suitability | FINRA Rules 2111/2090, reasonable-basis/customer-specific/quantitative suitability |
know-your-customer | CIP, CDD, beneficial ownership, customer profiling, EDD |
anti-money-laundering | BSA/AML, CTRs, SARs, OFAC screening, structuring detection |
reg-bi | SEC Reg BI disclosure, care, conflict of interest, and compliance obligations |
fiduciary-standards | IA Act §206, SEC 2019 Interpretation, ERISA §404, DOL rules |
fee-disclosure | ADV Part 2A Item 5, Reg BI cost disclosure, 12b-1, wrap fees, ERISA 408(b)(2) |
advice-standards | IA Act §202(a)(11), the investment advice vs. education bright line |
sales-practices | Churning, breakpoint abuse, selling away, unauthorized trading, supervision |
advertising-compliance | SEC Marketing Rule (206(4)-1), FINRA Rule 2210, performance advertising |
client-disclosures | Form ADV, Form CRS, Reg S-P, trade confirmations, delivery timing |
conflicts-of-interest | Reg BI COI obligation, fiduciary duty, FINRA compensation rules |
books-and-records | SEC 17a-3/17a-4, Rule 204-2, WORM storage, electronic communications archiving |
regulatory-reporting | Form PF, 13F/13H, Form ADV amendments, FOCUS reports, CAT reporting |
gips-compliance | CFA Institute GIPS: composites, performance presentation, verification |
privacy-data-security | Reg S-P, Reg S-ID, SEC cybersecurity rules (2023), state privacy law |
examination-readiness | SEC/FINRA exam process, document production, deficiency findings, mock exam frameworks |
16 skills.
JoelLewis